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Bc Securities Commission
BC company offers $180K settlement after duping vulnerable investor $1.75M
A BC woman that was duped out of $1.75-million with the promise of a threefold…
Shuswap octogenarian charged with fraud: securities commission
An 82-year-old man from the Shuswap has been charged with fraud. According to the Criminal…
B.C. lawyer involved in $34M fraud barred from trading
A B.C. lawyer involved in a $34-million fraudulent scheme to manipulate share prices has been…
B.C. financial advisor complained about lost luxuries after his ban
A B.C. financial advisor complained he could no longer afford to eat in the best…
Salmon Arm man fined $130K for lying to investors
A Salmon Arm man has been fined $130,000 for making false and misleading statements that…
No gold in them hills: Duped Okanagan investors on their own to make up losses
An Okanagan investor who lost money to a promoter who misappropriated $10 million in a…
Salmon Arm financial advisor fined $50K, banned from trading for 12 years
A Salmon Arm financial advisor has been fined $50,000 and prohibited from trading or purchasing…
Kelowna investment company faces $55K in fees and fines for faulty record-keeping
A Kelowna investment management company is facing over $55,000 in fees after the B.C. Securities…
Kelowna man ordered to pay $70K to the B.C. Securities Commission for using investor funds
A man who raised money for the development of a blockchain platform has agreed to…
Kelowna man sold thousands in illegal securities for unlicenced Alberta mine
KELOWNA - A Kelowna man is facing sanctions from the B.C. Securities Commission for assisting in the sale of $21,000 in promissory notes for an unlicenced Alberta mining company to four B.C. residents. A commission panel determined that Rodney John Snider referred investors to Murdo Campbell McLeod, a former director of Flag Resources who is now deceased....