Mutual Fund Dealers Association Of Canada
Using pre-signed forms costs BC financial advisor $30,000
A BC financial advisor is on the hook for $30,000 for using photocopied and pre-signed…
BC financial advisor accused of fraud, took $330K from seniors
A BC financial advisor accused of fraud for taking $330,000 from a senior couple is…
Merritt bank employee fined $300K for stealing from elderly client
A former Merritt CIBC employee has been fined $300,000 for stealing $157,000 from an elderly…
Scotiabank fined $1M by regulator after staff fiddled with sales numbers
An investment firm owned by the Bank of Nova Scotia has been fined $1 million…
Kelowna financial advisor allegedly offered money to client, lied to regulator
A Kelowna-based financial advisor is facing allegations he promised to give a client $5,000 after…
Merritt bank employee guilty of fraud
A former Merritt banker has pleaded guilty to fraud. Former CIBC employee Hope Moira Donna…
Salmon Arm man fined after recommending mining shares to clients
SALMON ARM – A mutual fund salesperson from Salmon Arm was slapped with a heavy…